Wall Street Movies: Looking Behind the Crisis With summer blockbusters playing in movie theaters, it’s hard to imagine that plots about Wall Street’s role in the financial crisis will be a hot ticket. But there are several... Is The SEC's Circuit Breaker Inviting Rogue Traders? The test run of a market-wide circuit breaker instituted last month by the U.S. Securities and Exchange Commission has been well-received across Wall Street, but could it open a Pandora’s... New Pecking Order in Derivatives? Exchanges and clearinghouses are expected to win big from the new derivatives rules in the financial reform bill that passed last week. In a video interview with CNBC yesterday, Jon... Regulatory Revolving Door Raises Ethics Questions Last week, Elizabeth King, a long-time regulator at the Securities and Exchange Commission, joined GETCO on theelectronic market making firm’s regulatory staff, raising questions about the ethics of such a... Bank Pay Under Scrutiny As FinReg Nears Final Phase With lawmakers hammering out the final phase of financial reform impacting the nation's major banks, executive compensation is back in the headlines. Even though Wall Street’s bonus season is six... Polar Opposites Debate High Frequency Trading There’s no topic more polarizing in U.S. capital markets right now than the value of high frequency trading. As the SEC Roundtable took place yesterday examining U.S. equity market structure,... Derivatives Provisions in FinReg Under Fire The U.S. Senate passed the financial reform bill last Thursday, though I’m not sure that there are any champagne corks popping on Wall Street. Though some bankers are reportedly relieved... More On 'Flash Crash': Why Pick 5-Minute Circuit Breakers? With the May 6th 'flash crash' of 14 days ago melting into the past, regulators are still investigating the causes, while pilot 5-minute circuit breakers were announced a few days... |